| Client |
Work Undertaken
|
| Cromwell Group |
Financial service related issues, including those related to mergers and acquisitions, AFS licence, responsible managers, compliance and fund administration. |
| Orchard Group |
Ongoing advice and work in relation to the Group's financial services requirements and their numerous managed funds including responsible manager and compliance issues. |
| Life Settlements Funds Limited |
Ongoing advice and work in relation to its AFS licence, responsible managers, compliance, marketing, AML/CTF and fund administration. |
| Custody Execution & Clearing Services Pty Ltd (known as ASANDAS) |
Obtained a full service stockbroking and investment management AFS licence and assisted in obtaining ASX approval. |
| You Insure (Youi Pty Ltd) |
We obtained an AFS licence for this innovative new insurance company and assisted in obtaining APRA approval. |
| Asia Pacific Exchange (APX) |
We act as one of the current sponsors for entities listing on the APX. As a sponsor, we are the key to 'quality control' on the market through our obligation to be satisfied as to the veracity of information provided by the listing applicant to the APX, pre and post listing. |
