RG 97: Updating your disclosure documents—everything you need to know
AFS licence application—getting started
AFS licence application—steps and timing
AFS licence requirements for operators of unregistered funds
AFS licence—compliance services
Anti-money laundering and counter-terrorism financing—customer identification and verification
Are you investment ready?
Authorised representative appointments
Comparison of registered and unregistered funds
Comparison—buying an existing AFS licence or applying for a new AFS licence
Compliance committee members—obligations, duties and liabilities
CPD policy—training for responsible managers and representatives
Offer document comparison—product disclosure statement and information memorandum
Share capital transactions—the basics
Shareholders' agreements—the basics
Shareholders' agreements—special provisions
The latest edition of Fundamental is available now. Download your copy.
The latest edition of Financial Services Thinking is available now. Download your copy.
Click here to be notified of our upcoming events.
Investment Funds We advise on all aspects of structuring and establishing investment funds
FUNDAMENTAL The latest edition of Fundamental is out now.
COMMERCIAL DISPUTES EXPERIENCE We are ideally placed to help resolve funds management and real estate disputes.