Resources
RG 97: Updating your disclosure documents—everything you need to know
AFS licence application—getting started
AFS licence application—steps and timing
AFS licence requirements for operators of unregistered funds
AFS licence—compliance services
Anti-money laundering and counter-terrorism financing—customer identification and verification
Authorised representative appointments
Comparison of registered and unregistered funds
Comparison—buying an existing AFS licence or applying for a new AFS licence
Compliance committee members—obligations, duties and liabilities
CPD policy—training for responsible managers and representatives
Offer document comparison—product disclosure statement and information memorandum
Share capital transactions—the basics
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