AFS and credit licensing

Securing an AFS licence is often the first step for new entrants to the funds management industry. It is vitally important managers obtain the right advice about the licence authorisation they require and the expertise and experience they need within their organisation to secure and retain their licence.

Our experience in funds management and financial services means we can guide you through the application process in the shortest possible timeframe.

Over the years we have advised on hundreds of AFS licences, including:

  • the requirements for holding an AFS licence
  • preparing AFS licence applications
  • regulatory requirements
  • establishing compliance systems and on-going training
  • compliance with anti-money laundering and privacy legislation.

Key team members