In this increasingly regulated world, there is an expectation (and in some cases a legal requirement) for financial service providers to have multiple written policies and procedures in place to document how they do business.
Here, consultant Jeunesse Meldrum lists the policies typically found in a well-governed funds management business which demonstrate best practice and good corporate governance.
Here are some of the key issues your policies must address (listed in alphabetical order and not exhaustive):
As specialist funds management and financial services lawyers, we actively monitor and analyse industry developments and emerging trends and provide targeted responses for our clients. We will work with you to ensure you have the right policies and procedures in place and that you meet best practice standards.