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Joe Fleming

Lawyer

Focusing on general funds management, from AFS licensing to offer documents to finance and transactions, Joe has tertiary qualifications in both law and business/finance. Joe's experience includes preparing AFS licensing applications and variations, verifying offer documents, and preparing trust establishment and corporate governance documents. Joe also has experience in insurance litigation, including personal injuries claims across various regimes and preparing court documents. Joe has excellent analytical, advocacy, and communication skills.

Recent Work

Some key transactions Joe has recently been involved in include:

  • Design and distribution obligations – assisting issuers and distributors of retail managed investment products on developing product governance arrangements and complying with the DDOs by the October 2021 deadline, including preparing the DDO policy and suite of supporting documentation, preparing and reviewing the target market determinations for registered funds, and advising on distribution arrangements to ensure compliance with DDO.
  • AFS licensing – preparing AFS licensing application and variation documents, including drafting core proofs in line with ASIC regulatory guides and licence authorisations.
  • Offer documents – conducting the verification process on offer documents to ensure material statements comply with legal and regulatory standards.
  • Trusts – preparing trust establishment and corporate governance documents, including minutes of meeting, resolutions, and supplementary constitutions.
Joe Fleming

Contact Joe Fleming

T 61 7 3239 2915

Contact McMahon Clarke

Brisbane
T +61 7 3239 2900
A Level 7, 100 Creek Street, Brisbane Qld 4000

Melbourne
T +61 3 9909 1400
A Level 2, 696 Bourke Street, Melbourne Vic 3000